 2009 |
 |
|
Calumet Photographic |
|
Burdale Capital |
|
Financing |
|
|
|
|
Wells Fargo Trade Capital |
|
LeSportsac |
|
Valuation |
|
|
|
|
Atelier Fund, LLC |
|
ADAM, Avelle, Harrys of London, Mary Norton |
|
Valuation |
|
|
|
|
Fireman Capital Partners |
|
Hudson Jeans |
|
Advisory services in the acquisition of Hudson Jeans |
|
|
|
|
American Apparel, Inc. |
|
Lion Capital (Americas) Inc. |
|
Financing |
|
|
|
|
Forever 21 |
|
Mervyn's |
|
Acquisition of Leases |
|
|
|
|
Li & Fung |
|
Kathy Van Zeeland Inc. |
|
Acquisition of Kathy Van Zeeland Inc. |
|
|
|
|
| 2008 |
|
|
QA Direct Holding, LLC |
|
|
|
Valuation advisory |
|
|
|
|
Michael Jeffries |
|
Abercrombie & Fitch |
|
Negotiation of employment contract |
|
|
|
|
National Wholesale Liquidators |
|
|
|
Financial advisor in Chapter 11 bankruptcy |
|
|
|
|
Linens 'n Things |
|
|
|
Financial advisor in Chapter 11 bankruptcy |
|
|
|
|
Kira Plastinina |
|
|
|
Review of strategic alternatives |
|
|
|
|
Gottschalks |
|
|
|
Review of strategic alternatives |
|
|
|
|
dELiA*s |
|
Foot Locker |
|
Sale of CCS |
|
|
|
|
Schottenstein Stores Corp. |
|
Steuben Glass |
|
Acquisition of Steuben Glass |
|
|
|
|
NRDC Equity Partners |
|
Hudson's Bay Company |
|
Acquisition of Hudson's Bay Company |
|
|
|
|
Jonathan Adler |
|
GF Capital Management |
|
Sale of a majority interest |
|
|
|
|
Cinram |
|
Li & Fung |
|
Sale of Giant |
|
|
|
|
Morgan Grays |
|
Stiassni Capital & EL Group |
|
Recapitalization |
|
|
|
|
Mulberry Neckwear |
|
PVH Corporation |
|
Sale of Mulberry Neckwear |
|
|
|
|
NRDC Equity Partners |
|
Fortunoff |
|
Acquisition of Fortunoff |
|
|
|
|
GB Merchant Partners |
|
G-III Apparel Design |
|
Sale of Andrew Marc |
|
|
|
|
Accessory Network |
|
Creo Capital Partners |
|
Sale of Planet Sox |
|
|
|
|
Warnaco |
|
In Mocean |
|
Sale of certain assets |
|
|
|
|
In Mocean |
|
Assets from Warnaco |
|
Purchase Financing |
|
|
|
|
| 2007 |
|
|
Pegasus Apparel |
|
Leiber |
|
Sale of Company |
|
|
|
|
Perfumania |
|
|
|
Fairness Opinion |
|
|
|
|
J. Mendel |
|
|
|
Equity Financing |
|
|
|
|
House of Taylor |
|
|
|
Credit Facility |
|
|
|
|
Dunlaps |
|
|
|
Sale of assets out of court; financial advisory |
|
|
|
|
House of Taylor |
|
N/A |
|
Financing |
|
|
|
|
Agent Provocateur |
|
3i |
|
Sale of the Company |
|
|
|
|
India Ink |
|
Charlesbank |
|
Sale of the Company |
|
|
|
|
Bebe |
|
Bebe's Special Committee |
|
Fairness Opinion |
|
|
|
|
QA Direct Holdings |
|
TA Associates |
|
Recapitalization of the Company |
|
|
|
|
Acon Investments |
|
Spencer Gifts Holdings Inc. |
|
Acquisition of the Company |
|
|
|
|
Kellwood |
|
Royal Robbins |
|
Acquisition of the Company |
|
|
|
|
Just Jeffrey, Inc. |
|
Nordstrom |
|
Sell of additional interest |
|
|
|
|
Payless Shoesource, Inc. |
|
Stride Rite |
|
Acquisition of the Company |
|
|
|
|
Caché, Inc. |
|
Adrienne Victoria Designs, Inc. |
|
Acquisition of the Company |
|
|
|
|
Hot Sox |
|
Renfro |
|
Sale of the Company |
|
|
|
|
eToys |
|
Baby Universe |
|
Sale of the Company |
|
|
|
|
Payless ShoeSource |
|
Collective International |
|
Acquisition of the Company |
|
|
|
|
Sun Capital Partners |
|
Mattress Firm |
|
Sale of the Company |
|
|
|
|
Moosejaw |
|
Parallel Investment Partners |
|
Recapitalization of the Company |
|
|
|
|
La Senza |
|
Limited Brands |
|
Sale of the Company |
|
|
|
|
Superba |
|
Phillips- Van Heusen |
|
Sale of the Company |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 2006 |
|
|
Kellwood Company |
|
Hollywould |
|
Acquisition of Hollywould |
|
|
|
|
Samuels Jewelers |
|
Gitanjali |
|
Sale of the Company |
|
|
|
|
The Bargain Shop |
|
Genuity Capital Partners |
|
Sale of the Company |
|
|
|
|
Haskell Jewels |
|
Holding Capital |
|
Sale of a minority stake |
|
|
|
|
Crescent Jewelers |
|
Friedman's and Harbinger |
|
Sale of the Company |
|
|
|
|
Moretz Inc. |
|
Gold Toe |
|
Acquisition of Gold Toe |
|
|
|
|
Marc Fisher Footwear |
|
Segurson Morrison |
|
Acquisition of majority interest |
|
|
|
|
Gurwitch Products, LLC |
|
Alticor |
|
Sale of Gurwitch Products LLC & Laura Mercier |
|
|
|
|
Rosetti |
|
Li & Fung |
|
Sale of the Company |
|
|
|
|
Direct Holdings Worldwide |
|
LV Catalog Holding Corp, an affiliate of Sun Capital Partners |
|
Sale of Lillian Vernon |
|
|
|
|
Li & Fung Group |
|
Oxford Industries, Inc. |
|
Acquisition of the Womenswear Group |
|
|
|
|
Cherokee Inc. |
|
Iconix Brand Group, Inc. |
|
Sale of Cherokee's Stake in Mossimo, Inc. |
|
|
|
|
Casual Mail Retail Group |
|
Inflection Point Ventures, Venture Capital Fund of New England, Velocity Equity Partners and Wells Fargo Retail Finance |
|
Sale of LP Innovations, Inc. |
|
|
|
|
Affiliate of Sun Capital Partners, Inc. |
|
The Estée Lauder Companies |
|
Acquisition of Stila Cosmetics |
|
|
|
|
G + G Retail Inc. |
|
BCBG MAXAZRIA |
|
Sale of G + G Retail Inc. |
|
|
|
|
Steve's Shoes |
|
The Walking Company |
|
Sale of Steve's Shoes |
|
|
|
|
Kellwood Company |
|
Industrial Renaissance |
|
Sale of Biflex Intimates Group |
|
|
|
|
Shane-Hunter, Inc. |
|
Hampshire Group, Limited |
|
Sale of Shane Hunter, Inc. |
|
|
|
|
|
|
|
|
|
|
|
|
|
| 2005 |
|
|
Windsong Alliance Group LLC |
|
Harvé Bernard |
|
Sale of the assets of New Frontier |
|
|
|
|
Corral West Ranchwear, Inc. |
|
Sage LLC |
|
Sale of a majority interest |
|
|
|
|
GMM Capital & Prentice Capital Management |
|
Goody's Family Clothing, Inc. |
|
Acaquisition of Goody's |
|
|
|
|
Whitehall Jewellers Inc. |
|
|
|
Out of court restructuring |
|
|
|
|
Kellwood Company |
|
The Hampshire Group, Ltd. |
|
Sale of David Brooks |
|
|
|
|
Kellwood Company |
|
AH Schreiber Co. |
|
Sale of Dotti |
|
|
|
|
Lifetime Brands, Inc. |
|
Salton, Inc. |
|
Acquisition of certain assets |
|
|
|
|
Just Jeffrey, Inc. |
|
Nordstrom |
|
Sale of majority interest |
|
|
|
|
Retail Brand Alliance |
|
Gordon Brothers |
|
Sale of Casual Corner |
|
|
|
|
La Curacao |
|
CVC Capital Partners |
|
Sale of minority interest |
|
|
|
|
Joe Boxer |
|
Iconix Brand Group, Inc |
|
Sale of Joe Boxer |
|
|
|
|
Stuart Weitzman |
|
Bear Stearns Merchant Banking |
|
Sale of minority interest |
|
|
|
|
Ultimate Electronics, Inc. |
|
|
|
Restructuring advisory |
|
|
|
|
Regatta |
|
Donnkenny, Inc. |
|
Acquisition of Donnkenny, Inc. |
|
|
|
|
Gadzooks, Inc. |
|
Forever 21, Inc. |
|
Sale of Gadzooks, Inc. |
|
|
|
|
Frédéric Fekkai |
|
Catterton Partners |
|
Recapitalization |
|
|
|
|
|
|
|
|
|
|
|
|
| |
|
| |
|
* Client in Boldface
(a) Completed by Financo, Inc. prior to its acquisition by Shearson Lehman Brothers, Inc. in 1985.
(b) Completed by Shearson Lehman Brothers, Inc. where Gilbert W. Harrison or Joshua R. Goldberg was the lead banker
or played an active role in the transaction.
(c) Completed by Kidder, Peabody & Co. where William M. Smith was the lead banker or played an active role in the transaction.
|
